Friday 12 July 2013

Some Thoughts on Democracy

Recent events in Egypt and Turkey draw attention to the difficulties posed by the transition to democracy and the problems associated with democratic consolidation. Although the number of democracies has grown since the 1980s, in many cases they are neither  consolidated nor stable. What has happened in Egypt is not unusual in the twentieth century: a crisis leads to a political rupture with the past but the evolution of democracy itself is often chaotic and this allows the military or other elite power brokers to intervene (often with the claim that they are defending the revolution or democracy itself) and in effect end the democratic experiment. This is a more likely outcome in Egypt than in Turkey where the problem is that the current government is and remains legitimate having been elected three time. Here the challenge is majoritarianism: the government and the Prime Minister in particular acts on the basis that if there is a majority for a policy or decision then others do not have to be consulted or in extreme cases can be ignored. While not as dangerous as Egypt, recent events in Turkey suggest that a consolidated democracy is one where all (or most) strands of opinion within the political system can make a contribution to that system (even when these voices are unrepresentative or minority).
While reflecting on these matters for a study on democracy between 1900 and 1950, I returned to the Irish case and in particular the reasons why Ireland remained a democracy after independence and through the inter-war period (1918-1939). The question here is whether the challenges that appeared amounted to a real threat to Irish democracy. If the period from 1910 to 1937 is taken as a single unit, then there is a strong case to be made that Ireland should not have survived as a democratic state, never mind emerging as a consolidated and stable constitutional democracy by 1939. In comparative terms, states that encountered only some of these challenges ceased to be democratic during the inter-war period.
The advantages that Ireland had are important:
1: Ireland had shared in the British parliamentary and constitutional tradition before World War 1 (those democracies that survived the inter war period tended to have such a tradition – Denmark, Sweden, Belgium and the United States).
2: The population was relatively highly educated, the new state was not corrupt and its civil service was efficient.
3: The military was under civilian control (at least from 1924) and it did not play a key political role in the new state (direct or indirect military intervention was often the occasion for the end of parliamentary rule in inter war Europe and Latin America).
4: Irish income per capita was reasonable high in a comparative context in 1912 and remained so into the 1930s and beyond. Irish income was around sixty per cent of the British average but ahead of Italy and France and close to the Scandinavian states.
5: Ireland had a strong and vibrant civic culture and a complex network of political and other associations. Majority outcomes were widely accepted prior to World War One, though challenged in the decade that followed.
These contributions to maintaining democracy and consolidating parliamentary institutions are significant and should not be ignored, but there are a number of other features that need to be assessed to gain a fuller sense of what was achieved and how the democratic prospect could have been lost.
1: Though a constituent part of the British state, Ireland (and nationalist Ireland in particular) was treated as a quasi-colony. Its status within the state was different in important ways to that of Scotland for example though significantly different from India which was treated as a colony in every respect. This hybrid status alienated nationalist Ireland and prevented the majority of Irish people from becoming British as proved to be the case with Scotland (Scottish and British).
2: Ireland was divided along nationalist and religious lines and democratisation reinforced these divisions prior to the First World War. Jack Snyder has made a persuasive case that newly democratising states are more inclined to go to war over nationalist issues than stable democratic states.[1] Ireland was democratising in the years before 1914 and was also challenging the state with demands for self-determination. Within Ireland these demands led to the mobilisation of a counter-nationalist movement committed to retaining the link with Britain. As a consequence these demands were incommensurable and the emergence of two armed movements in Ireland demonstrated that majority outcomes (whether within the state or island) had lost their legitimacy among nationalists and unionists. This made the prospect of violence greater and the threshold for conflict lower.
3: Roman Catholicism was the dominant religion in Ireland, whereas Protestantism was the dominant religion in the British state. There is a strong relationship between those states that developed representative institutions prior to 1914 and extended or consolidated democratic systems during the inter-war period and a dominant secular or Protestant culture/tradition (U.S., New Zealand, Australia, Denmark, the Netherlands and Sweden; France and Belgium). Dominant Catholic states are more closely associated with authoritarian outcomes before 1914 and are more likely to become authoritarian during the inter-war period. Belgium is the exception prior to 1914 but a case can be made that the Belgium constitution is secular and that this was accepted by Catholic political movements in the 1880s when they became the dominant force.
It might also be added that the strong link between Catholicism and nationalism in Ireland was not necessarily conducive to democracy as the Catholic Church was anti-democratic prior to 1914 and indifferent to regime (to say the least) during the inter-war period. The relationship between the existence of a dominant Catholic tradition in a society and democracy remained weak up to 1945.
4: These factors were compounded by the Home Rule Crisis, the First World War, the 1916 Rebellion and the Irish War of Independence. As elsewhere in Europe, war and conflict reduces the threshold for the use of violence when the war is over. Much of the violence in inter-war Europe had former soldiers in the forefront of the conflict (Hitler and Mussolini are the most obvious but there are many other examples). The presence of large numbers of ex-servicemen in a community provides a pool of military experience to draw on for extremists or for counter-insurgency (black and tans in the Irish case).
In Ireland there was a large cohort of ex-servicemen who had fought in the War. But this was compounded by a militant paramilitary force that had fought in the War of Independence, many of whom were dissatisfied with the political compromise involved in the Treaty and the existence of the Irish Free State. Both government and opposition in the new state had been bloodied in war and were prepared to use violence to achieve their political ends. For many the lesson of the period 1912-1923 was that violence achieved results that would not have been otherwise available and this continued to be applied in the years that followed. There were consequently many individuals available for military action should this be required and these men were disciplined and capable of using armaments.
5: The Irish Civil War reinforced these tendencies and in my view neutralised most of the positive attributes inherited from the pre-1914 period. It is at this level that individual agency weakens the influence of structural explanations for democratic consolidation. The civil war divided the elite, contributed to deep divisions within what had been a united movement for independence and permitted atrocities on both sides. Though the Irish civil war was not on the same scale experienced by Finland immediately after it became independent; in the Irish case the legacy of civil war was mostly negative for both government and opposition. Friendships were broken, friends were executed or murdered and political stabilisation was only assured by the application of draconian laws by the government. The political system and political competition in the 1920s and after also reinforced the negative impact of the civil war. Moreover, the Free State government remained committed to repression where it considered it necessary and between 1927 and 1932 implemented further legislation to constrain and harass republican militants.
6: Territorial loss was a major contributor to political instability throughout Europe after 1918. For example, Germany lost about thirteen per cent of its pre-war territory and other states even more so. In the case of Ireland, about 20 per cent of the national territory was ‘lost’ as a result of partition. This view might be contested by unionists and the British but for Irish nationalist it constituted a part of the historic homeland. It was also the territory where the Tain, Gaelic Ireland's great epic was based. It also was an area that contained important symbolic features for Irish nationalism and Catholicism (Armagh;t he United Irishmen among others). A case can be made that this was as much a psychic loss as a territorial one.
The legitimacy of Northern Ireland was never conceded by nationalists during the inter-war period and nationalist and republican parties within Northern Ireland rejected its legitimacy and looked to the independent Irish state for support. This loss was compounded by a sense of grievance among nationalists north and south and promoted irredentist demands among the public. Other examples of this might include the Sudeten Germans in Czechoslovakia and Hungarian minorities in adjacent states.
7: Ireland was beset by a series of crisis that weakened democracy both in the immediate post war period and during the Great Depression. Immediately after the state was established it was challenged by civil war and this in turn affected the recovery of the economy for the post war depression. Unemployment was high and much of the physical infrastructure had been damaged as a consequence of the previous conflicts. These challenges were overcome but government policy during the 1920s was conservative and focussed on exporting agriculture which probably reduced opportunities elsewhere. These agrarian elites also adopted labour repressive policies against its labour force and in effect weakened the trade union movement in rural Ireland. The Great Depression also contributed to further instability in the farming sector and the Economic War with Britain radicalised the most important section of rural Ireland. While economic crisis itself does not lead to the undermining of democracy, multiple crises such as those that Ireland experienced weakens the influence of parliamentary politics and provides an avenue for paramilitary and anti-democratic forces to seek authoritarian alternatives.
8: There was also a legitimacy crisis for much of this period. The IRA and republican forces rejected the legitimacy of the state and indeed fought to undermine the Free State in the Civil War. Subsequently, between 25 and 30 per cent of the electorate supported anti-system parties. Fianna Fáil remained ambiguous about the legitimacy of the state and the democratic nature of the political system until they themselves formed a government in 1932. Prior to this the party was close to the IRA and proved to be a disloyal opposition committed to destroying the Free State t if possible. After Fianna Fáil came to power, the opposition remained sceptical in respect of the new government’s democratic credentials. Opposition leaders feared that de Valera would prove to the Kerensky of Irish politics. This may appear fanciful but the organisation of the Blueshirt movement and the challenge to the government from the right should not be underestimated. Violent clashes between the Blueshirts, the IRA and Fianna Fáil supporters heightened tension and speeches by leading members of the movement especially Eoin O’Duffy and to an extent John A. Costello can be construed as sceptical of the existing system. The commitment to corporatism in Fine Gael was strong and there is not a single example where corporate structures were introduce that the parliamentary system was maintained (Austria, Portugal and Italy).
The major threat to democracy in inter-war Europe comes from the military and/or the right not from the left. Leftist insurgency destabilises the system but is rarely successful in established a left wing government by insurrection (Russia is the exception: Hungary and Munich are the norm). Right wing insurgency also destabilises democratic politics but often build on the threat from the left to install an authoritarian government (Italy). The right has clear advantages in that is it often associated with traditional forces in society such as the church, the armed forces and the dominant economic elites. It is possible for the right to mobilise against the parliamentary system more successfully and comprehensively than parties on the left because the right in most countries provide to be more sceptical of democracy than was the case with the left especially social democrats.
9: the payment of land annuities to the British state was a major objection of contention between Fianna Fáil and the British government. The refusal to pay them led to the economic war and this in turn provided much of the momentum behind the Blueshirt movement. These payments which amounted to a major transfer of resources from Ireland to Britain were compared to the reparations that Germany had to pay after the Versailles Treaty; in fact Seán MacEntee the Minister for Finance in the Fianna Fáil government claimed that the land annuities as a percentage of Irish GNP was greater than the amount paid by Germany.
10: The existence of the PR system is often seen to be a destabilising factor in the weakening of democratic regimes (Germany is often cited) and the first past the post system in Britain and in the US cited as ones that provided the government with a safe working majority. Other related contribution to sustaining or undermining democracy might include a strong/weak presidency; the existence of parties and leaders who support or oppose democracy (Finnish democracy was secured in part because the majority of political parties opted to maintain democracy against right wing insurgency; this also proved to be the case with Belgium in 1938?)
To summarise the argument: Ireland started out with some advantages in terms of democratisation but had not become a consolidated democracy by 1927. Nor had it achieved this by 1932 but had by 1938. The disruptive impact of the First World War, 1916, the War of Independence and the Civil War heightened the prospect that Ireland would not survive as a democracy.
Ireland was overwhelming Catholic, a strong nationalist ideology was shared by most of the citizens of the new state, it was irredentist and there had been substantial territorial loss due to partition. These features were also reinforced by the rural nature of the society and the recurrent violence that prevailed after the new state was established. The Minister for Justice was murdered in 1927 and the rule of law was frequently undermined by the intimidation of the IRA.
Why then did Ireland survive as a democracy when virtually every other successor state in Europe did not and those that were Catholic, rural and irredentist even less so?
One contributory factor was that Ireland was lucky with its neighbour Great Britain. Military intervention in Irish public life must have been attractive to some sections of the British elite yet it did not occur. There is little evidence that Britain tried to destabilise the new Irish state, not even when faced with de Valera’s revisionist foreign policy and his party’s commitment to revising the Treaty settlement out of existence. The external element was largely benign and this may support the findings of research on the so called democratic peace that no two democracies go to war with one another.
Another factor to this was the reluctance of the republican elite after 1922 to reclaim the north by force. De Valera made a more forceful claim to the north than his predecessor but did not pursue this beyond political campaigning and diplomacy; the uncertainties that a war would have brought did not arise.
The Cumann na nGaedheal governments had achieved much after 1923, though given the disloyal nature of the opposition it could not be confident that the system had been consolidate. In particular, the government’s decisive actions after the murder of Kevin O’Higgins forced Fianna Fáil to abandon abstention and enter the Dáil and participate in parliamentary politics (if perhaps reluctantly at first and in a highly confrontational fashion). Cumann na nGaedheal also refused to be associated with any plans to neutralise Fianna Fáil in 1932 and made a major contribution to consolidation by accepting the electoral outcome.
As a consequence Fianna Fáil not only abandoned abstention but after forming a government took care to introduce its radical programme for change gradually and with the support of the majority in the Dáil and the country. Successive re-elections made Fianna Fáil the dominant political party in the state and provided it with the opportunity to transform the political, economic and diplomatic landscape of the state. This culminated in the 1937 Constitution which provided the institutional and legal foundations for a republican policy. De Valera was able to highlight by 1939 how much had been changed over seven years and had largely been achieved in a peaceful and democratic fashion.
A fuller explanation for this outcome is required but I will not pursue it here. It is enough to conclude that the actions of individuals and groups play the most important role in undermining democracy or indeed consolidating it. While other outcomes were always possible in Ireland, the evolution of politics from 1932 onwards expanded the foundations for a fully consolidated democracy by the time de Valera declared neutrality in 1939.


[1] Jack Snyder, From Voting to Violence: Democratization and Nationalist Conflict (New York, 2000)

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